A Pure-Consciousness Model of the Universe
by Richard P. Dolan
From:
http://home.earthlink.net/~dolascetta/MetaFrameSet.htmldick.dolan@stanfordalumni.org
© Copyright 2001 Richard P. Dolan
The ideas in the first half of this paper date from 1964. There have been many revisions over the years. The first Internet version appeared in August 1999. In this version, dated January 9, 2002, the relationship between existence and the self has been further clarified.
Whether there exists some reality, independent of man, that is responsible for the regularities observable in the universe, and if there is such an independent reality, what is its nature, are questions that have occupied philosophers, theologians, and scientists throughout history. In particular, whether such a reality can be found in the physical universe has seemed more and more to require a negative answer, as relativity, quantum theory, and the violation of Bell's inequalities, all verified by experiment, have made it difficult to defend any concept of an independent physical reality.
This paper and a companion paper present, respectively, the metaphysics and physics of a model of the universe based on a nonphysical independent reality. This reality can be described mathematically and the universe can be shown to be a natural consequence of it. Nonlocality, relativity, and uncertainty are inherent in this universe. And it begins with a "big bang."
The model presented in this paper is based on quantum mechanics, but it is not a new interpretation of quantum mechanics in the sense of the Copenhagen interpretation. What is presented here is a model of ultimate reality. In it, one can see the origins of the various interpretations of quantum mechanics.
Many physicists, having reached the limits of current theories without pinning down an ultimate physical reality, have speculated that the universe may turn out to be a colossal consciousness. Having said that, however, they forget about it, since no one knows how to deal with such a concept. Scientific attempts to deal with consciousness are almost all based on the premise that it is simply a pattern of electrical activity in the brain. This turns out to be only part of the story. Amit Goswami, in his book The Self-Aware Universe,[1] shows that consciousness must be the basic stuff of the universe and that recognizing this fact makes it possible to explain nonlocality and other puzzles of quantum physics. While in my view his theory is basically correct, his approach is philosophical rather than mathematical or physical.
The model presented here is unique in that it not only connects consciousness with the rest of reality, but also provides a mathematical model of consciousness. The model reveals that ultimate reality is a universal consciousness, and my physics paper shows how the universe arises from this reality. Physically, the principal difference between the model presented here and mainstream physics is that spacetime is discrete rather than continuous, and plays an essential role in physical processes instead of just being the background for those processes.
In this paper I sketch out the basic ideas. The ideas you will encounter in the first part are new and will seem strange. Remember that consciousness has never before been described mathematically, so some new ground must be broken if we are going to be able to describe how the universe we see arises from consciousness. The full story of how this happens requires real physics, of course, and you will find that not in this paper, but in my companion paper.
The Nonphysical Universe
In his book, In Search of Reality,[2] Bernard d'Espagnat comes to the conclusion that "All knowable entities are thus mere properties, but properties of what?" Presumably, "what" means some entity that is not a property.
In the pure-consciousness model of the universe, we stop trying to answer this question and accept its premise as true. Thus, everything is a property, and the universe is the set of all properties.
What is a property? Well, first of all, we have other names for it. We can speak of the property red, the attribute red, the predicate red, or the concept red. In quantum mechanics we sometimes speak of propositions, or yes-no experiments. Is that red? Yes or no? I prefer the word concept, because it focuses attention on our perceptions of things. A concept is a quantum of thought. In the following pages, I will use the name concept, rather than property, attribute, predicate, or proposition. So now the universe is the set of all concepts.
Another way of saying this is that the universe is a thought process. It is composed of nothing but thoughts, or concepts. Some physicists have tentatively and reluctantly suggested that theory and experiments are pointing to this conclusion. We will show it to be a viable conclusion.
Definition of a Concept
We can give a mathematical definition of a concept: a concept is the characteristic function of a set of concepts. That is, a concept is defined as a function whose domain is a set of concepts that may or may not include the concept in question, and whose range is two-valued: the function takes the value true when applied to any concept in its domain and the value false otherwise. A function actually has three elements: (1) a domain, (2) a range, and (3) a relation, mapping, or rule of correspondence between the domain and the range. In symbols, if A is a concept and SA is its domain,
A = X{SA},
and if B is an element of SA,
A(B) = T, where T stands for the value true.
Existence
The characteristic function of the entire universe is the concept existence, that is,
E = X{U} and
E(A) = T
for all concepts A in the universe U. But E is a concept, and so we must have
E(E) = T.
Now this is a remarkable result. The concept existence is a member of its own domain. Thus it can exist even if no other concepts exist. If everything else were to disappear, E could be its own domain. Thus it is well-defined without any other concept.
So we have two ways to look at existence. It is an abstract concept that is true of everything that exists, and it is a self-generating concept independent of any other. Moreover, because it is self-generating, existence exists necessarily.
This is the fundamental assertion of the model--that existence exists in itself and the universe we see is just one of many ways of experiencing it. Although it cannot be proved directly that existence exists in itself, we can suggest some thought experiments to demonstrate the plausibility of this assumption, and we will show that this assumption leads to a model of the universe that may be susceptible to experimental verification.
First, the thought experiments:
1. Try to define existence without using the concept of existence. It cannot be done. Existence can only be defined in terms of itself. It is absolutely fundamental and necessary.
2. Try to imagine a state where nothing exists. Such a state is impossible, even contradictory, since the concept existence is necessary to apprehend it. Therefore, existence exists necessarily, even if nothing else exists.
Again, these are not proofs, but thought experiments that make plausible the fundamental assumption that the concept existence exists necessarily.
We can say with certainty that nothing can be logically or temporally prior to existence. If anything exists, existence exists. Temporally, therefore, it is either the first thing that existed in the universe, or it is simply a property of the first thing. As we've seen, we don't need another first thing. Existence by itself will do because it is self-generating.
Self-generating in the case of existence also means that it is self-referential. As others have shown, self-reference leads to logical paradoxes, circular arguments, and tangled hierarchies in which entities at different levels can be logically prior to each other. Usually, when physicists encounter such things, they conclude that they have gone wrong somewhere and their theories are flawed. The pure-consciousness model (or as I prefer to call it, the concept model) does not see such things as problems, but simply as the nature of reality.
The idea of a concept existing necessarily is quite foreign to our way of viewing the universe. It is like saying that red can exist independently of any object or mind. But existence is different from concepts like red. The next section will relate this more closely to our experience.
Nature of the Self
There is one and only one thing in the universe that we know exists without question. For each of us, it is "I"--our self. But what is "I"? It is not the sum of all our parts, which is simply a collection of atoms whose independent existence cannot be proved. It is, rather, a concept. It is the characteristic function of all of our parts, all of our actions, and all of our thoughts.
Clearly, a concept is not physical, and yet here is one that exists. It not only exists, it is conscious (at least I am, although I can't be sure about you). One can argue that the abstract concept "I" and the "I" that is conscious and aware of its existence are two different things, but some remarkably useful ideas result if they are assumed to be one and the same.
For one thing, the self is a concept that is true of itself, like existence:
I(I) = T.
A concept of my self is part of my definition, part of what I am. Humans are creatures that have selves of which they are aware. Humans are self-aware; they are conscious.
From here, we can leap to the conjecture that concepts that are true of themselves are conscious beings. Therefore, existence, being true of itself, is a conscious being. It may look to us like a mere idea, concept, or property, but it is more than that. It is a being, and it is conscious, just as I am a conscious being, and presumably, so are you.
Returning to the human self, note that the self is not the same as the ego. The ego is the program running on our computer-brain. It is what talks to us and analyzes our actions. The self is the dot of consciousness at the center of our being. We tend to identify our selves with our egos, but this is only part of the story. Most scientists who study consciousness also make this identification, thereby making consciousness simply an epiphenomenon of brain function. It is that, but it is more than that, because the ego and the self are different. The self is conscious; the ego is only self-aware. The self may or may not have free will, but the ego definitely cannot. The ego becomes self-aware by forming a concept of self--I--that is true of itself. This concept is conscious and thereafter creates itself. Thus, consciousness arises from brain function, yes. Evolution has endowed our complex brains with the ability to become self-aware, but when a human brain becomes self-aware, it hosts within it a conscious idea--the self. It is impossible to separate the self and the ego as long as the brain is alive. We are conscious if and only if our brain and ego are self-aware. Yet consciousness seems to us to be more than physical, and it is. We have within us a conscious idea--the self.
Is Nothing Unstable?
It has become generally accepted that the universe began with a big bang, a sudden explosion of an infinitely dense particle. We shall see that at least the big bang part is correct. However, this leaves some sticky questions unanswered. What was there before the big bang? How can something be infinitely dense?
In the concept model, a state of nothingness is unstable, as many physicists have suspected. But the minimal required entity is not some primal particle, as they all think. It is a thought--a single concept: existence. Existence and nothing are two states of a doublet. They are really the same concept and one is meaningless without the other. The concept existence exists necessarily.
It is natural to ask, "But who is thinking this thought? A concept needs a mind to contain it." True. But existence appears to be the essence of mind. It is a thought that is capable of thinking itself, and that is enough. That is the minimum that must exist: a single concept--existence--capable of thinking itself.
To summarize, a concept that thinks itself is a consciousness. We can see this by looking at our own selves. My self is that dot of consciousness at the center of my being. It is the concept that sums up all of the molecules of my body, all of my thoughts and actions, all of my history. My self and the concept existence have one characteristic in common--they are true of themselves. As we have seen, E(E) = T, necessarily. Also, I(I) = T. This characteristic appears to be necessary and sufficient for consciousness.
We are now in a position to derive the universe.